St. John's Law Review

AEDPA's "Adjudication on the Merits" Requirement: Collateral Review, Federalism, And Comity

By: Robert D. Sloane

The modern law of federal habeas corpus is a labyrinth of counterfactuals and arcane procedural hurdles that few state petitioners manage to navigate—as Justice Blackmun once wrote less charitably in dissent, “a Byzantine morass of arbitrary, unnecessary, and unjustifiable impediments to the vindication of federal rights.”  The convoluted inquiries required arise from the need to reconcile three developments of the past four decades that remain in tension with one another:  first, the Warren Court’s expansion of federal habeas relief, identified with Fay v. Noia and its progeny; second, the Burger and Rehnquist Courts’ curtailment of that expansion, identified with Wainwright v. Sykes, which partially overruled Fay, and Coleman v. Thompson, which fully overruled it; and third, the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA).  AEDPA to a certain extent codified, and to another extent modified, judicial developments of the preceding four decades.  By common consensus, it did a poor job in both respects.  Because it “bears the influence of various bills that were fiercely debated for nearly forty years,” its “arcane verbiage” frequently generates difficult questions of statutory interpretation.  Federal judges increasingly find themselves engaged in correspondingly tortuous exercises of statutory construction.  Justice Souter, writing for the Court in Lindh v. Murphy, captured the nucleus of the problem:  “All we can say is that in a world of silk purses and pigs’ ears, [AEDPA] is not a silk purse of the art of statutory drafting.”

In this Comment, I suggest an answer to one of the multiple questions of AEDPA statutory interpretation:  What does it mean for a state court to have “adjudicated” a habeas petitioner’s federal claim “on the merits”?  AEDPA directs federal habeas courts to extend a curious form of deference to decisions that resulted from state-court adjudications on the merits.  Title 28 U.S.C. § 2254(d)(1) divests federal courts of authority to issue a writ of habeas corpus unless a state-court adjudication on the merits culminated “in a decision that was contrary to, or involved an unreasonable application of, clearly established [f]ederal law as determined by the Supreme Court of the United States.”  This text, to say the least, resists coherent exposition.  Even after Williams v. Taylor, which sought to clarify the “contrary to” and “unreasonable application” clauses, federal courts struggle to understand precisely what § 2254(d)(1) requires, to invest it with a meaning distinct from the catalogue of familiar standards of appellate review.  For example, an unreasonable decision, the Second Circuit has suggested, must contain “[s]ome increment of incorrectness beyond error[, but] the increment need not be great; otherwise, habeas relief would be limited to state court decisions ‘so far off the mark as to suggest judicial incompetence.’”

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Part I explores the origins of habeas corpus, reviews its development relative to the states following the Civil War, and briefly notes the countervailing trends that culminated in AEDPA.  Part II canvasses and appraises the competing interpretations of “adjudicated on the merits.”  Part III argues that the “manifest adjudication” construction of 28 U.S.C. § 2254(d) exhibits greater fidelity to the jurisprudential integrity of habeas corpus.  It then distinguishes the four scenarios presented by cursory state-court judgments and considers which construction of § 2254(d) better serves the federalism, comity, and judicial efficiency concerns that, at least nominally, motivated AEDPA’s habeas reforms.  Habeas corpus remains a vital safeguard of personal liberty within our legal system; one of the paramount constitutional mechanisms by which, as Madison wrote, “a double security arises to the rights of the people.”  We should acknowledge and seek to ameliorate problems raised by the Great Writ’s abuse by persons incarcerated pursuant to state judgments.  But the integrity of habeas corpus need not be compromised by judicial construction of an ambiguous statutory provision in a manner arguably inconsistent with the writ’s jurisprudential import and status within our constitutional framework.

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