St. John's Law Review

The Use of Technology in Arbitration: Ensuring the Future Is Available to Both Parties

By: Thomas D. Halket

Among the advantages typically given for arbitration are its potential speed and cost benefits over traditional litigation.  Yet, it would probably not surprise anyone familiar with the arbitral process that these supposed benefits can be illusory.  Nevertheless, that does not mean nothing can be done to increase the efficiency—and reduce the cost—of the arbitral process.  Appropriate use of technology can significantly aid in the arbitral process and should be encouraged.  It can increase the speed of an arbitration, decrease its cost and generally improve its efficiency.  Many technical aids are easily available at low or no cost and in a very real sense they can be a win-win for the arbitral process.  Low cost and equal availability, accessibility and usability are, however, not universal “givens” for all technical aids in all situations. 

Panels will be increasingly called upon to make decisions to permit the use of technology in arbitration situations where the arguments favoring its use are not so clear.  Those determinations need to be made in a way that is fair to both sides and that takes into account the purposes of the arbitral process.  To what extent should the panel be charged to level the playing field, potentially even to the point of prohibiting the use of any technical aid which is not equally available to and useable by both parties?  The answer to this question should, it is submitted, be: A panel does not have to assure technology equality, at least for many situations.

This answer, however, depends on, among other things, the technology in question, the use to which it is to be put, and its effect on the other party’s ability to fairly put on its case.  How, when and under what conditions, is an arbitral panel to make this determination?  This article will explore some of the issues, both legal and practical, and general principles that may bear on a panel’s decision to permit the use of a technical aid in an arbitration.  It will then consider several technology case studies, including the impact of the technologies on the arbitral process, the application of these general principles to each technology, and the steps, if any, which should be taken prior to the use of the technical aid in question.